Posts from February 2016.
If you’ve ever attended the SEC Speaks conference, you know that the official program is an intensely uninteresting collection of short speeches by SEC officials who don’t have a lot of incentives to say groundbreaking things. But occasionally there are exceptions. I think Deputy Director Stephanie Avakian’s discussion of cybersecurity cases on Friday was one of those.
Avakian broke those cases down into three categories.
- Failures of registered entities to safeguard information. She cited the R.T. Jones Capital Equities Management case from September of last year as an ...
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