Posts from May 2016.
Posted in Data Security

I’ve long thought that sending faxes was a pretty silly means of communication.  Don’t send me a fax.  I don’t want it.  At some point I’m hoping that even my kids’ doctor’s office will get dragged into the 20th century and drop their insistence on faxing.  In the meantime a pdf will be fine, thanks.  In addition to the many reasons faxes are antiquated and annoying, the SEC has just provided us another reason to avoid them: they encourage violations of Reg. S-P!

The Rule

Reg. S-P’s Safeguards Rule requires that every broker-dealer registered with the SEC adopt policies and ... Read More 

Posted in Data Security

You may be too young for this to have been a big thing to you, but almost 30 years ago, D.C. Circuit Judge Robert Bork was nominated to the Supreme Court, and Washington, D.C. went into a tizzy.  Coming as it did just a year after Antonin Scalia joined the Court in 1986, Judge Bork’s nomination had many people very excited and very motivated: some to have him on the Court, and some to keep him off.  In the midst of this hooha, a writer at the Washington City Paper thought it would be cool if Bork’s local video store would share a list of the judge’s rentals.  It did.  And at the time it was completely ... Read More 

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